Thomas Law Group P.C.

#Robinhood fined $1.25 million by #Finra #mobile #trading #regulator #settlement #investor #protection #investment #law #securities #lawyer #California #attorney https://www.investmentnews.com//robinhood-fined-1-25-milli via @investmentnews

Shout out to #SEC for their efforts in keeping #transparency and #integrity of the markets! #trading #schemes #investment #law #market #manipulation #securities #fraud #enforcement https://www.sec.gov/news/press-release/2019-236

#FinanceFriday Check out #FINRA's #Risk Meter to help you determine if you are vulnerable to #investment #fraud https://tools.finra.org/risk_meter/ #riskmanagement #WealthManagement #investors #Carlsbad #California #finance #lawyer #StaySafe

#FridayReads Check out this Fund Analyzer by #FINRA which analyzes and compares cost of owning funds https://tools.finra.org/fund_analyzer/?rr=1 #ProtectingInvestors #StockMarket #law #California #attorney

#FridayFun from FINRA's website: take a #financial #literacy #quiz. #Facts: "In #California, 31% of individuals can answer four or five questions on a basic five-question financial literacy quiz correctly. How well will you do on this quiz? https://www.usfinancialcapability.org/quiz.php

We #fight for what's right! Another #victory for TLG "#Arbitrators Reverse Dismissal of Ex-Merrill Employee’s #Case" https://advisorhub.com/arbitrators-reverse-dismissal-of-ex/ #finance #investment #lawyer #FINRA #California #BigLawGotNothingOnUs

TLG does not endorse any CFPs in particular but this Kiplinger article is quite informative and worth reading: "How to Measure a Financial Adviser's #Credibility" #investment #finance #law #lawyer #attorney #california #sandiego #staysafe #nofraud https://www.kiplinger.com//T023-C032-S014-how-to-measure-a

TLG #lawyers are ready for the #battle! #defamation #lawsuit #fightforjustice #arbitration #FINRA #saturdaywork #weekendwork #SanFrancisco #watchitopposingcounsel #inittowinit

It's #LoveYourPetDay! Meet our #officedog Willie - Thomas Law Group's private security & envelope licking machine. Whenever work gets stressful Willie is there to help #dogs #boxer #stressmanagement #unconventional #office #lawfirm #thisishowwedoit https://newsinhealth.nih.gov/2018/02/power-pets

Did you know trading options dates back to ancient Greece? #Options vs. #Futures #FridayFunFact #History #OptionsTrading #StaySafe https://www.finra.org//ancient-greece-wall-street-brief-hi

#Unpaid #arbitration #awards stain the #securities #industry. #FINRA #lawyer #WallStreet #BrokerDealer

When can #advisors sue their #BrokerDealers? https://onwallstreet.financial-planning.com//when-can-advi #defamation #FinancialAdvisor #getitright #SuperLawyers #FinanceLaw #freeconsultation

We are currently looking for customers who had their accounts serviced by Luke A. Eddy (CRD #6364037) at Merrill Lynch (Worcester, Massachusetts). Mr. Eddy was fined and suspended by FINRA due to impersonating an elderly customer, forging their signature and mishandling funds in the customer's account. At Thomas Law Group we are dedicated to investors' safety and fairness - if you or someone you know lost their money with Mr. Eddy please give us a call at our toll-free number (800) 797-9888. #Worcester #Massachusetts #investmentlaw